Fidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for an Associate Compliance Analyst to work in Westlake TX, Boston MA or Smithfield RI!
Description
The Associate Compliance Analyst is part of a team responsible for providing service support to employees and performing administration of employee accounts, transactions, statements and required disclosures to ensure they meet the requirements of Fidelity’s Code of Ethics and Compliance policies.
The Team
Fidelity Compliance provides compliance policy oversight and advisory services that help Fidelity ensure compliance with Federal and State regulations, manage risk, protect our associates and our customers, and enhance business performance.
The Expertise You Have
The Skills You Bring
The Value You Deliver
Placement in the range will vary based on job responsibilities and scope, geographic location, candidate’s relevant experience, and other factors.
The hourly pay rate range for this position is $20.00-30.00 per hour.
Placement in the range will vary based on job responsibilities and scope, geographic location, candidate’s relevant experience, and other factors.
Description
The Associate Compliance Analyst is part of a team responsible for providing service support to employees and performing administration of employee accounts, transactions, statements and required disclosures to ensure they meet the requirements of Fidelity’s Code of Ethics and Compliance policies.
The Team
Fidelity Compliance provides compliance policy oversight and advisory services that help Fidelity ensure compliance with Federal and State regulations, manage risk, protect our associates and our customers, and enhance business performance.
The Expertise You Have
- Bachelor’s degree preferred
- Previous phone or customer service and operations experience required
- 1-2 years of relevant experience in audit, regulatory, risk or compliance environment preferred
- Strong problem solving and data analytical skills
- Positive attitude and goal-driven
- Strong presentation, written, and interpersonal communication skills
The Skills You Bring
- You’re a problem-solver and inspire creative solutions
- You have an unwavering commitment to accuracy and quality
- You possess excellent organizational, operations, and process management skills
- You can handle multiple tasks and priorities simultaneously
- You are able to overcome unexpected obstacles with little or no supervision
- You possess strong research and analytical skills
- You thoughtfully and efficiently drive tasks to completion
- You have an excellent attention to detail and ability to communicate defects clearly with relevant information
- You apply sound judgment to spot issues, assess risks, and identify items requiring escalation
- You are proficient in common MS Office applications and are able to quickly learn and gain proficiency with internal websites, databases, and applications
The Value You Deliver
- Responding to employee inquiries made via the Ethics Office Service phone, live chat, and e-mail channels
- Administering employees’ personal trading account disclosures, statements, and transactions in support of trade surveillance
- Performing various administrative duties, including mail handling and filing
- Participating in the review of Ethics Office Operations policies and procedures
- Analyzing Compliance requirements and rules to determine if potential business impact exists and escalating as appropriate
- Working with other team members to identify, resolve and address issues
- Maintaining strong working relationships with peers and managers within and across compliance teams (internally focused)
Placement in the range will vary based on job responsibilities and scope, geographic location, candidate’s relevant experience, and other factors.
The hourly pay rate range for this position is $20.00-30.00 per hour.
Placement in the range will vary based on job responsibilities and scope, geographic location, candidate’s relevant experience, and other factors.